Facts
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Javier Ambler II was traveling on a Texas roadway in the early morning hours without dimming the high beams on his vehicle. A Texas sheriff’s deputy noticed and signaled for Ambler to stop, but Ambler refused. A high-speed pursuit then ensued as more officers joined the chase. Authorities trailed Ambler for more than twenty minutes along interstate highways and residential streets, at times exceeding speeds of one-hundred miles per hour. The chase ended when Ambler crashed into roadside trees within the city limits of Austin, Texas. After the collision, a deputy approached Ambler and the wrecked vehicle with his gun drawn. As Ambler, who was obese, opened his car door, another deputy ordered him to get on the ground, and discharged a taser. Ambler fell to the ground from the shock, and two deputies tried handcuffing him.
That was the moment when Austin City Policeman Michael Nissen entered the scene. The events that followed are in dispute. We nevertheless restate the facts in the light depicted by the videotape. On arrival, Nissen advanced toward Ambler’s vehicle with his gun drawn. He called out to the other officers that the car looked clear and then approached the deputies, who were standing over Ambler’s body. One of the deputies held a taser to Ambler’s neck and said: “Give me your hand or I’m going to Tase you again.” Ambler faintly exclaimed that he had congestive heart failure. An officer then yelled: “Other hand. Give me your hand.” As one officer instructed Ambler to lie flat on his stomach, Ambler twice said, “I can’t breathe.”
The officers repeatedly told Ambler to stop resisting, to which Ambler responded: “I am not resisting.” Using his hands, Nissen then applied force to Ambler’s arms and the back of his head, pushing it into the pavement. One of the deputies exclaimed: “I think I just broke his finger.” Another said “I am going to put my knee on this one to control him. Let me know when you’re ready.” The officers then handcuffed Ambler, who appeared limp. Less than thirty seconds later, the officers raised Ambler to a seated position and checked for a pulse. They felt nothing. Ambler was taken to a hospital where he was pronounced dead; the medical examiner’s report stated that his manner of death was homicide.
His family later brought a lawsuit in federal court, alleging theories of excessive force and bystander liability against Officer Nissen. As pertinent here, the Police Officer moved for summary judgment on qualified immunity grounds. But the district court denied the motion, reasoning that genuine fact disputes precluded a judgment as a matter of law. The 5th agreed that the factual disputes were material and noted that they lacked jurisdiction to intervene.
Analysis
A. Excessive force
Recovering under an excessive force theory requires that Plaintiffs prove (1) an injury (2) which resulted directly and only from a use of force that was clearly excessive, and (3) the excessiveness of which was clearly unreasonable. No one disputes the first element—and for good reason. Ambler, after all, suffered more than injuries; he died as officers tried to arrest and detain him. (Elements 2 and 3 are determined using the Graham factors).
A1. Severity of crime
One Graham factor relevant to the excessive force inquiry considers the severity of the arrestee’s crime. Nissen points to our ruling in Salazar, a case involving a suspect who, like Ambler, led officers on a high-speed chase. The chase in Salazar culminated in the subject stopping and exiting his vehicle, and then lying on the ground, presumably in an act of surrender. Despite the suspect’s submission, however, a sheriff’s deputy immediately tased him. The arrestee later sued, alleging excessive force. We concluded that the arrestee’s claim was meritless, partly because the suspect could have posed a serious safety threat after dangerously evading capture.
Although some of Salazar’s factual details parallel Ambler’s initial evasion, what happened after the pursuit in each case is meaningfully distinct. Of particular note, the officers in Salazar encountered the unrestrained suspect mere seconds after the chase ended. Such a timeframe and scenario are unlike those at issue here: Nissen entered the arrest scene nearly one minute after the chase. On arrival, Nissen witnessed several officers surrounding Ambler’s body with one officer pointing a taser to Ambler’s neck. Distinguishing matters further, Ambler was gasping as he presumably underwent a medical emergency, all the while repeating “I have congestive heart failure,” and “I can’t breathe.”
A2. Immediate threat
The district court believed a separate Graham factor outweighed the severity of Ambler’s initial crime—that is, Ambler’s immediate threat of danger. The court specifically held that the record raised a genuine issue of material fact as to whether a reasonable officer would believe that Ambler was subdued or an immediate threat to safety when Nissen began helping handcuff him. The video footage does not blatantly contradict that holding. A reasonable jury could conclude that Ambler lacked a means to evade custody when Nissen entered the scene. A reasonable jury could therefore conclude that Ambler posed little or no threat to Nissen or others during the arrest. The fact issues identified by the district court in this context were therefore material to Plaintiffs’ Fourth Amendment claim.
A3. Resisting arrest or evading by flight
According to Nissen’s testimony, he was unaware whether Ambler had been compliant before coming to the scene. But Nissen said that, after he arrived, it was clear that Ambler was not complying with commands; he was physically resisting Nissen’s efforts to place his hands behind his back. Plaintiffs view the facts differently. They contend that Ambler was not resisting but instead instinctively putting one arm on the ground to try to breathe. For its part, the district court held that the videos did not provide the clarity necessary to resolve the factual dispute presented by the parties’ conflicting accounts.
None of that means that Nissen acted unreasonably as a matter of law. Perhaps Ambler was indeed refusing to submit to the officers by pulling his body away from the ground, and perhaps Nissen responded in a reasonable manner. But viewing the evidence in Plaintiffs’ favor as we must, however, it is just as believable that their allegations are correct, and Ambler was in a struggle for his life. In either case, such a dispute is reserved for a jury, not summary judgment.
A4. Clearly established (excessive force)
In Darden, officers performed a no-knock raid to execute a narcotics warrant inside a residence. During his subsequent arrest, arrestee Darden was thrown to the ground, tased, choked, and punched. He was obese and died from a heart attack during the encounter. Throughout Darden’s arrest other people in the residence were repeatedly yelling that Darden could not breathe. A unanimous panel of this court held it clearly established that the degree of force an officer can reasonably employ is reduced when an arrestee is not actively resisting. Because Darden was issued years before the relevant encounter here, the district court held that it applied to this case; Nissen, according to the district court, was therefore on notice that it was unlawful to use excessive force against a person who was on the ground, not resisting, and possibly unable to breathe.
Nissen argues the Darden court held that the force used on an arrestee was excessive partly because he was not suspected of committing a violent offense. Nissen argues that Ambler was suspected of committing a crime that revealed an abject intention to endanger others and escape at all costs.
In making his argument, however, Nissen seems to suggest that Ambler continued fleeing throughout the encounter, despite the clear video evidence suggesting otherwise. To be sure, where a suspect initially resists, force must be reduced once he has been subdued. See Bagley. As explained above, there is a fact dispute about whether Ambler was subdued when Nissen arrived on the scene. If Ambler was indeed compliant and not resisting arrest, then the continued use of force, particularly after Ambler said he had congestive heart failure and could not breathe, necessarily would be excessive. On that basis, the district court did not commit legal error.
B. Failure to intervene
Section 1983 claimants may succeed on these bystander liability claims when the officer (1) knows that a fellow officer is violating an individual’s constitutional rights; (2) has a reasonable opportunity to prevent the harm; and (3) chooses not to act. See Whitley.
When addressing Plaintiffs’ allegations here, the district court identified a genuine dispute of material fact as to whether Nissen failed to reasonably intervene. It pointed to evidence showing that Nissen heard Ambler say he had congestive heart failure and repeatedly say he could not breathe. Based on Nissen’s proximity and the duration of force, the court concluded that a reasonable jury could find that Nissen had an opportunity to intervene. Nissen disagrees.
As a threshold issue, Nissen stresses that he cannot be liable for the force other officers used outside his presence. As for the force they used after he arrived, Nissen claims it was insignificant. He argues that videos reveal that he saw Ambler tased only once by the deputies—and this occurred as they tried rolling Ambler back onto his stomach after Ambler had effectively resisted all three officers. In Nissen’s telling, it was impossible for him to know how Ambler acted between the time the crash occurred and his arrival on the scene.
While it might be true that Nissen’s actions were reasonable, the video evidence here does not blatantly contradict Plaintiffs’ version of events or the district court’s findings. Plaintiffs allege that Nissen had every reasonable opportunity to mitigate and stop the use of force once he arrived at the active arrest. After all, Plaintiffs note, Nissen had at least two minutes when he was within arm’s reach to realize that Ambler was not resisting and posed no threat. Based on the video footage, Plaintiffs say Nissen was in earshot of Ambler to hear his breathing and pleas for help. Nissen was also present as the deputies tased Ambler at least once.
Given those contradicting facts, the court held that a jury could reasonably determine that Nissen had an opportunity to stop the excessive force but failed to do so. We agree that the factual disputes the district court identified are material. Ambler’s pleas for help, coupled with his arguably obvious medical distress, may have alerted a reasonable officer to intervene in the ordeal to stop the tasing and continued use of force.
B1. Clearly established (failure to intervene)
Turning last to Plaintiffs’ § 1983 bystander claim on QI’s second prong, the district court held that an officer violates clearly established law in excessive force cases if the officer knew a constitutional violation was taking place and had a reasonable opportunity to prevent the harm. See Hamilton. In this context, the district court concluded that tasing someone who is subdued and does not pose a threat can constitute excessive force. See Ramirez.
On appeal, Nissen again points to Ambler’s decision to flee from police by motor vehicle. He contends that no clearly established case put Officer Nissen on notice that the deputies—in subjecting Ambler to a taser and prone restraint after a high-speed chase—violated Ambler’s constitutional rights. But, again, the district court identified a fact dispute about whether Ambler was visibly undergoing a medical emergency when Nissen arrived at the active arrest. It also found a dispute about whether Nissen had time to decide that force was not necessary and try to stop it. If Plaintiffs’ view of the encounter prevails at trial, Nissen had fair notice that participating in another officers’ use of excessive force gives rise to liability. The district court did not legally err in reaching that conclusion.
https://www.ca5.uscourts.gov/opinions/pub/23/23-50696-CV0.pdf